Issuer Compliance
Listing Standards
Eligibility requirements allow smaller companies and exchange traded funds to gain visibility and access.
NYSE Arca Regulatory Reminder Letter
View a reminder letter for ETP issuers regarding notifications to and filings with the Exchange.
Blue Sky Exemptions
Tier I listings are afforded Blue Sky exemption from state securities laws in all 50 states.
Noncompliant Issuers
NYSE Regulation publishes a list of issuers that are noncompliant with NYSE Arca listing standards.