Non-compliant Issuers

Each trading day, NYSE Arca publishes a list of issues that are non-compliant with its continued listing standards. An issue is added to this list five business days after the Exchange notifies the issue of the deficiency, and is removed from the list one business day after the Exchange determines that the issue/issuer is in compliance with continued listing standards, or the issue is no longer listed at the Exchange.

Two indicators are used to identify an issue/issuer's compliance with Exchange continued listing standards. .BC indicates that an issue/issuer us Below Continued Listing Standards. .LF indicates that an issue/issuer has submitted a Late Filing to the SEC.

Investors seeking further information may review the SEC filings of the issuer and/or the issuer's website. Continued listing standards of the Exchange can be viewed in the NYSE Arca Equities Rules.

A BC indicator is currently being disseminated by the NYSE Arca for the following issuers noncompliant with the quantitative continued listing standards: Review non-compliant issuers here.