Broker-dealers must complete the forms and agreements below to trade on ArcaEdge:
Once a trade has been executed, broker-dealers can choose to clear trades through Automated Confirmation Transaction ServiceSM (ACTSM) or through Qualified Special Representative (QSR).
To establish clearing via a Qualified Special Representative, self-clearing subscribers may download and complete the Attachment 1 (pdf) and Form 9-B (pdf). Correspondent firms will need their clearing agencies to complete these forms.
New subscribers are prohibited from placing any orders into ArcaEdge prior to finalizing their clearing arrangements. Broker-dealers must complete the Uniform Service Bureau/Executing Broker Agreement (pdf) to trade over-the-counter stocks on the ArcaEdge system.
For questions pertaining to Becoming an ArcaEdge Subscriber, please contact: Client Relationship Services at 888.689.7739 (option 3) or email@example.com.