Agreements

Broker-dealers must complete the forms and agreements below to trade on ArcaEdge:

• ArcaEdge Subscriber Agreement (pdf)
• ArcaEdge Schedule B Fees (pdf)

Once a trade has been executed, broker-dealers can choose to clear trades through Automated Confirmation Transaction Service^SM (ACT^SM) or through Qualified Special Representative (QSR).

To establish clearing via a Qualified Special Representative, self-clearing subscribers may download and complete the Attachment 1 (pdf) and Form 9-B (pdf). Correspondent firms will need their clearing agencies to complete these forms.

New subscribers are prohibited from placing any orders into ArcaEdge prior to finalizing their clearing arrangements. Broker-dealers must complete the Uniform Service Bureau/Executing Broker Agreement (pdf) to trade over-the-counter stocks on the ArcaEdge system.

For questions pertaining to Becoming an ArcaEdge Subscriber, please contact: Client Relationship Services at 888.689.7739 (option 3) or crs@nyx.com.