NYSE Trading Fees

Read our 2013 Price List for an outline of Transaction Fees, Facility and Equipment Fees, System Processing Fees, Registration & Regulatory Fees, Trading License fees and more.

Liquidity Indicator  Description Tape A  
1 Taking liquidity $0.00250   
1 Floor Take $0.00240  
1 SLP Take $0.00250   
1 DMM Take $0.00250   
2 Providing $(0.00150) $(0.0010) If Non-Displayed
2 Providing Tier 1 $(0.00180) Adding ADV>1.5% Tape A CADV and MocLoc>0.375%, or Adding ADV>0.8%, MocLoc>0.12%, and SLP>0.15%. $(0.0010) if Non-Displayed
2 Providing Tier 2 $(0.00170) Adding ADV>0.2% Tape A CADV and MocLoc>0.10%. $(0.0010) if Non-Displayed
2 Floor Provide $(0.00190)  
2 SLP Provide $(.0015/23) 

Adding ADV> 0.22% Tape A CADV, otherwise (.0010/.0016) If Non-Displayed

2 SLP Step Up $(.0025) Adding ADV> 0.22% Tape A CADV, Adding ADV >0.18% Tape A CADV over Sep 2012 baseline Adding ADV, and Adding ADV>12M. $(.0010/.0016) if Non-Displayed
2 DMM Provide $  (.0015/
25/26/29/30/35) 
 
3 Blended or Broker d-Quotes (except when providing)   $0.00050   
4 Opening Prior Day GTC Orders $0.00050   
5 Opening Executions  $0.00050  $15k Monthly Cap
6 Electronic Executions at the Close - Not MOC/LOC  No Charge  
7 Charge for market at-the-close and limit at-the-close orders $0.00095  $0.00055 @ 0.375% of Tape A ADV
8 Retail Price Improvement Orders  $0.0000 /  0.0003 Free for RLPs meeting quoting requirements, RLPs in the first two months, and non-RLPs with >500K ADV in retail provide
9 Retail Orders from RMOs taking liquidity $(0.0005) For RMO retail orders that take against RPIs, otherwise regular take/route fees apply
NA Agency transactions between floor brokers in the crowd or a broker cross No Charge   
Alpha Routing fee  $0.00300   
Sub Dollar Pricing on NYSE**
1 Taking liquidity 0.30%  
2 Providing No Charge  
2 Floor Providing  $(0.0004)  
3 Blended or Broker d-Quotes (except when providing)  $0.0005 or 0.30%  
4 Opening Prior Day GTC Orders 0.30%   
5 Opening Executions  0.30%  $10k Monthly Cap
6 Executions at the Close - Not MOC/LOC  No Charge   
7 Charge for market at-the-close and limit at-the-close orders 0.30%  
Alpha Routing fee 0.30% of Value  
       
 

*Members adding at least the greater of (i) Member’s January 2012 Adding ADV (“Baseline ADV”) plus 0.075% of Tape A ADV or (ii) Member’s Baseline ADV plus 20%.

**Rates in % are as a percent of trade value

   
       
ALPHA CODES NYSE FEE  
B Boston $0.0030  
C National $0.0030  
D NASD $0.0030  
I ISE $0.0030  
J Direct Edge A $0.0030   
K Driect Edge X  $0.0030   
M Chicago $0.0030   
P Arca $0.0030   
T Nasdaq $0.0030   
W CBOE $0.0030   
X Nasdaq PSX  $0.0030   
Y BATS II $0.0030   
Z BATS $0.0030