NYSE and NYSE MKT Membership Forms
FINRA Member Firms
Firms that are FINRA members may apply for NYSE and NYSE MKT Equity Membership by completing the Membership Application, AP Form and purchasing a Trading License.
NYSE and MKT Equity Membership Application for FINRA Members
Non-FINRA Firms
Proprietary trading firms that are not existing FINRA Members, and are interested in becoming an NYSE and NYSE MKT Equity Member Organization, should complete the Membership Application, AP Form and purchase a Trading License. Additionally, firms that are not FINRA members must obtain membership with another Self Regulatory Organization (SRO). Please note that only proprietary trading firms can apply for NYSE and NYSE MKT Equity Membership under this application. Firms conducting a floor business and/or a public-dealing customer business are NOT eligible for this type of Membership, and must be members of FINRA.
NYSE and MKT Equity Membership Application for Non-FINRA Members
Other Required Forms:
NYSE Trading License Information and Forms
AP Form
Additional Information:
NYSE Price List
NYSE MKT Equity Price List
Common Access Point (CAP) Agreement
Information Memo 12-10 Amendments of Approved Persons
Forms Library
Access a full library of membership-related forms and instructions.
Contact Membership
To learn more about NYSE Euronext products and initiatives, member broker-dealers and all market professionals can contact their appointed Relationship Manager.
Exchanges Blog
