*Includes Market Maker and Lead Market Maker
**Must be an existing Lead Market Maker ETP in order to submit this application for a green sheet posting.
***To be completed for persons required to be Approved Persons with the Exchange for NYSE Arca DEA applicant firms, and for whom the required disclosure information is not available on Web CRD.
To participate in NYSE Arca Equities new Retail Order Tier, please complete the form included here:
NYSE Arca Equities Retail Order Tier Form
For any questions regarding these applications, please contact:
Client Relationship Services
888.689.7739, ext. 3.