NYSE MKT Listing Fees
Equities Original and Continued Listing Fees
|
Number of Shares |
Original Listing* (Initial) |
Continued Listing (Annual) |
|
Up to 5 million |
$50,000 |
$27,500 (minimum) |
|
5+ to 10 million |
$55,000 |
$27,500 |
|
10+ to 15 million |
$60,000 |
$27,500 |
|
15+ to 25 million |
$70,000 |
$27,500 |
|
25+ to 50 million |
$70,000 |
$27,500 |
|
50+ to 75 million |
$70,000 |
$36,500 |
|
More than 75 million |
$70,000 |
$40,000 (maximum) |
Where the original listing of more than one class of stock is included in the same application, the fee is based on the aggregate number of shares of all such classes.
Additional Shares Previously Listed Equity Issues - Additional shares will be subject to a $.02 per share listing fee, per application, subject to a minimum fee of $2,000 (for 100,000 shares or less) and a maximum fee of $45,000 (for 2.25 million shares or more). The maximum fee for listing additional shares is $65,000 per year.
In cases where a new class of securities is to be listed in substitution for a previously listed class, there is a fee of $5,000 in addition to the normal per share listing fee.
Closed-end Funds Original and Continued Listing Fees
|
Number of Shares |
Original Listing* (Initial) |
Continued Listing (Annual) |
|
Up to 5 million |
$5,000 |
$15,000 |
|
5+ to 10 million |
$5,000 |
$17,500 |
|
10+ to 15 million |
$5,000 |
$20,000 |
|
15+ to 25 million |
$5,000 |
$20,000 |
|
25+ to 50 million |
$5,000 |
$22,500 |
|
More than 50 million |
$5,000 |
$30,000 |
* For closed-end fund issuers with more than one fund listed on the NYSE MKT, the annual fee is determined by the total number of shares, not by the number of funds. For example, an issuer listing five closed-end funds with 5 million shares in each would have a total of 25 million shares listed and would be charged an annual fee of $20,000. Annual fees are capped at a maximum of $30,000 per issuer, regardless of the number of funds or shares listed on the NYSE MKT by that issuer.
Complete details about NYSE MKT listing fees are available in the NYSE MKT Company Guide (Sections 140-146).