Reporting Requirements

SUMMARY GUIDE OF FILING AND NOTICE REQUIREMENTS APPLICABLE TO NYSE AMEX LISTED ISSUERS
Current As Of February 10, 2011

Electronic submission of material to the SEC through EDGAR satisfies the Exchange's filing requirement. An "X" in the EDGAR column indicates material that can currently be submitted to the SEC through EDGAR. In the event that material to be filed within or submitted to the Exchange is not also submitted to the SEC via EDGAR, issuers must submit three (3) copies of such material to the Exchange. In connection with each item to be filed with or submitted to the Exchange, please consult the referenced section number in the NYSE Amex Company Guide. For additional guidance, issuers may contact their assigned corporate compliance analyst.

Item Section Number in Company Guide Date to be Filed with or Submitted to the Exchange

EDGAR
Extension of the Expiration Date of Warrants 105, 920 At least two months, but in no event less than 20 days, in advance of the extension.  
Change in Number of Warrants Outstanding (for which Securities Traded Primarily in the U.S represents 25% or More of the Value of the Underlying Index) 106 No later than 4:30 p.m. Eastern Time on the determination date of the warrants' settlement value.  
Listing of Additional Shares Application and Supporting Documentation 301-331 At least two weeks prior to intended share issuance date.  
Allotment of Subscription Rights 340 Promptly (following effective date of the 1933 Act Registration Statement).  
Cancellation Notice 350 When determination is made to cancel the listing authority.  
Press Releases on Material Corporate Developments 401, 402, 623,
920(a), 922, 923		 Immediately. Call the Market Watch Group at 877.NYX.ALRT(877.699.2578 or 212.656.5414) and email a copy of the press release to nyxalert@nyx.com  
Dividend Notification 502, 503, 504 At least ten days in advance of record date.  
Change in Accountants 603 Promptly (prior to filing Form 8-K).  
Defaults 604 Immediately.  
Annual Report (1934 Act) 610, 611, 701 When distributed to shareholders. X
Quarterly Reports and Other Mailings 623 When mailed to shareholders.  
Proxy Statement, Forms of Proxy and Other Soliciting Materials (1934 Act) 701 3 copies must be provided to the Exchange when distributed to shareholders (at least 20 days in advance of the shareholders' meeting), unless otherwise filed electronically with the SEC. X
Establishment of Record Date for a Dividend or Annual / Special Shareholder Meeting. 703 At least ten days in advance of record date.  
Shareholders’ Meeting Notification 701, 703 At least ten days in advance of shareholders’ meeting.  
Preclusion of Annual Meeting 704 Promptly.  
Material Non-Compliance with Corporate Governance Listing Standards 801 Promptly.  
Cessation of Independence of Audit Committee Member 803(B)(6) Promptly.  
Material Non-Compliance with Independent Directors and Audit Committee Requirements 801, 802(b), 803(b) Promptly.  
Change in Form or Nature of Securities 920(a) 20 days in advance of change.  
Change in General Character of Business 920(b) Promptly.  
Change in Officers and Directors 921 Promptly.  
Material Disposition of Property or Stock 922 Promptly.  
Change in Collateral 923 Promptly.  
Deposit of Stock 924 Promptly.  
Knowledge of Actual or Proposed Deposit of Stock 924 Immediately.  
Change of Name 930 In advance of the proposed filing date of the charter amendment; and immediately upon filing the charter amendment.  
Change in Par Value 940 In advance of the proposed filing date of the charter amendment; and immediately upon filing the charter amendment.  
Registration Statements and Amendments thereto (1933 Act and 1940 Act) 1101 Concurrently with SEC filing. X
Prospectuses (1933 Act) 1101 Concurrently with SEC filing. X
Rule 497 Filings by Investment Companies (1933 Act) 1101 Concurrently with SEC filing. X
Forms 20-F, 40-F and 6-K and Amendments thereto (1934 Act) 1101 Concurrently with SEC filing. X
Forms 8-K, 10-K, 10-Q and 12b-25 and Amendments thereto (1934 Act) 1101 Concurrently with SEC filing. X
Ownership Reports on Forms 3, 4 and 5 (1934 Act) 1101 Concurrently with SEC filing. X
Schedules 13D and 13G (5% Holders) (1934 Act) 1101 Oral notification is requested whenever the issuer learns that a 13D or 13G has or will be filed. X
Forms S-6, N-8B-2 and 24F-2 (1940 Act) 1101 Concurrently with SEC filing. X
Form N-SAR (1940 Act) 1101 Concurrently with SEC filing. X
Form N-CSR (1940 Act) 1101 Concurrently with SEC filing. X
Form N-CSRS (1940 Act) 1101 Concurrently with SEC filing. X
Form N-30D (1940 Act) 1101 Concurrently with SEC filing. X