Historical Education Material

Original Recommendations of the CALS Committee June 6, 2002:
Preface (pdf)
Introduction (pdf)
Recommendations to NYSE Board of Directors (revised) (pdf)
Recommendations to Other Institutions (pdf)
Conclusion (pdf)
Appendix - Contributors and Compendium of Written Submissions to the Committee (pdf)
Click here to download the document in one PDF (pdf)

Historical Corporate Governance Rule Filings
November 25, 2009: Approval Order to Corporate Governance Rule Filing (SR-NYSE-2009-89) (pdf)
September 10, 2009: Amendment No. 1 to Corporate Governance Rule Filing (SR-NYSE-2009-89) (pdf)
August 26, 2009: Corporate Governance Rule Filing (SR-NYSE-2009-89) (pdf)
August 12, 2008: Change to Bright Line Director Independence Test. (SR-NYSE-2008-75) (pdf)
November 2, 2004: Amendment No. 3 to Corporate Governance Rule Filing (SR-NYSE-2004-41) (pdf)
October 28, 2004: Amendment No.2 to Corporate Governance Rule Filing (SR-NYSE-2004-41) (pdf)
August 30, 2004: Amendment No. 1 to Corporate Governance Rule Filing (SR-NYSE-2004-41) (pdf)
November 4, 2003: Final Corporate Governance Listing Standards (SR-NYSE-2002-33) (pdf)
October 17, 2003: Amendment Number Three to the NYSE's Corporate Governance Rule Proposals (pdf)
October 8, 2003: Amendment Number Two to the NYSE's Corporate Governance Rule Proposals (pdf)
April 4, 2003: Amendment Number One to Corporate Governance Rule Filing (SR-NYSE-2002-33) (pdf)
August 16, 2002: Corporate Governance Rule Filing (SR-NYSE-2002-33) (pdf)

Rule Filings on Shareholder Approval of Equity Compensation Plans (303A.08)
October 7, 2002: Shareholder Approval of Equity Compensation Plans (SR-NYSE-2002-46) (pdf)
June 20, 2003: Amendment Number Two to File No. SR-NYSE-2002-46 Proposal Relating to Shareholder Approvals and Voting of Proxies (pdf)