Regulation SHO
The U.S. Securities and Exchange Commission adopted Regulation SHO on June 28, 2004, and compliance began on January 3, 2005. Reg SHO requires that every self-regulatory organization disseminate a daily list of its threshold securities.
Select a market below to access daily and archived lists of threshold securities, and learn more
Threshold Securities - NYSE
Access lists of Regulation SHO threshold securities files for the New York Stock Exchange.
Threshold Securities - NYSE Arca
Access lists of Regulation SHO threshold securities files for NYSE Arca.
Threshold Securities - NYSE MKT
Access lists of Regulation SHO threshold securities files for NYSE MKT.
Monthly Short Sale Data - NYSE Arca
NYSE Arca short sale data is available monthly by subscription. To subscribe to NYSE Arca short sale data, please e-mail ArcaVision@nyx.com.