NYSE Regulation, Inc.
NYSE Regulation, Inc., is an independent not-for-profit corporation dedicated to strengthening market integrity and investor protection.
Public Information
NYSE Informed Investor Series
These bulletins provide useful information and guidance to investors on timely financial-services topics.
Speeches & Public Statements
Read speeches & public statements from members of NYSE Regulation.
NYSE Reg SHO
This section contains information about Regulation SHO including information about threshold securities as well as daily and archived lists of those securities.
NYSE MKT Reg SHO
This section contains information about Regulation SHO including information about threshold securities as well as daily and archived lists of those securities.
NYSE Arca Reg SHO
This section contains information about Regulation SHO including information about threshold securities and daily and archived lists of those securities.
Threshold Securities
A security will make the threshold list if it meets a specific set of requirements outlined by SEC regulations.