Interpretations

NYSE

The NYSE publishes two types of guidance: Information Memos and Member Education Bulletins. 

Information Memos

Information Memos are addressed to all members and member organizations and typically publish interpretations of NYSE rules and descriptions of NYSE and SEC rules and policies.

Member Education Bulletins

Member Education Bulletins are addressed to floor members only and provide updates to NYSE Rules and policies related to floor trading activity. Member Education Bulletins are also used as reminder notices.

NYSE MKT Equities

NYSE MKT publishes two types of guidance: Information Memos and Member Education Bulletins. 

Information Memos

Information Memos alert members and member firms to changes in NYSE MKT Equities trading policies and practices.

Member Education Bulletins

Member Education Bulletins are addressed to Floor members only and provide updates to NYSE Rules and policies related to Floor trading activity. Member Education Bulletins are also used as reminder notices.

NYSE Amex Options

NYSE Amex Options, a part of NYSE Amex, publishes various types of guidance.

Regulatory Bulletins

Access NYSE Amex Options Regulatory Bulletins, including Rule Adoption Notices.

Information Circulars

Access NYSE Amex Options Information Circulars.

Member Activity

See NYSE Amex Options member activity Records from January 2008-February 27, 2009.

Trader Notices

Find a collection of past notices from 1999-February 24, 2009.

NYSE Arca

NYSE Arca publishes various guidance related to its equities and options markets, including Rule Adoption Notices, Regulatory Bulletins: Equities, and Regulatory Bulletins: Options.

Regulatory Bulletins

NYSE Arca Regulatory Bulletins include Rule Adoption Notices, Regulatory Bulletins: Equities, and Regulatory Bulletins: Options.