NYSE Trading Fees

Read our Price List for an outline of Transaction Fees, Facility and Equipment Fees, System Processing Fees, Registration & Regulatory Fees, Trading License fees and more.

Liquidity Indicator  Description Tape A  
1 Taking liquidity $0.0026   
1 Floor Take $0.0023 $.0021 if >10% over May 2013 Floor Take ADV
1 SLP Take $0.0026   
1 DMM Take $0.0026  
2 Providing $(0.00150) $(0.0010) If Non-Displayed
2 Providing Tier 1 $(0.0022) Customer Adding ADV>1.25% Tape A CADV and MocLoc>0.12%, or Customer Adding ADV>0.85%, MocLoc>0.12%, and either SLP>0.30% or Floor Provide >0.30%. $(0.0010) if Non-Displayed
2 Providing Tier 2 $(0.0020) Adding ADV>1.1% Tape A CADV and MocLoc>0.375%, or Adding ADV>0.8%, MocLoc>0.12%, and SLP>0.15%. $(0.0010) if Non-Displayed
2 Providing Tier 3 $(0.00170) Adding ADV>0.2% Tape A CADV and MocLoc>0.10%. $(0.0010) if Non-Displayed
2 Providing $(0.0019) Customer Adding > 5M ADV and RPI > 1M ADV
2 Floor Provide $(0.00190) $(0.0023) if Floor provide >14M ADV, $(0.0021) if Floor provide >4M ADV, $(0.0020) if Floor provide >2M AD,   $(0.0022) if member is at providing Tier 1, $(0.0020) if Tier 2
2 SLP Provide $(.0015/23) 

Adding ADV> 0.20% Tape A CADV, otherwise (.0010/.0016) If Non-Displayed

2 SLP Tier 2 $(.0025) Adding ADV > 0.30% Tape A CADV $(.0010)/.0016) if Non-Displayed
2 SLP Tier 1 $(.0029) Adding ADV> 0.55% Tape A CADV, $(.0010/.0016) if Non-Displayed
2 DMM Provide $  (.0015/
25/29/32/35) 
Plus credit of $200 per issue under 250K CADV in issues meeting quoting requirements
3 Blended or Broker d-Quotes (except when providing)   $0.00050  $.00150 if > 500K ADV
4 Opening Prior Day GTC Orders $0.0010  $20k Monthly Cap 
5 Opening Executions  $0.0010  $20k Monthly Cap
6 Electronic Executions at the Close - Not MOC/LOC  No Charge
$.00020 if > 1M ADV
7 Charge for market at-the-close and limit at-the-close orders $0.00095  $0.00055 @ 0.375% of Tape A ADV, $0.00050 @ 0.575% of Tape A ADV
8 Retail Price Improvement Orders  $0.0000 /  0.0003 Free for RLPs meeting quoting requirements, RLPs in the first two months, and non-RLPs with >500K ADV in retail provide
9 Retail Orders from RMOs taking liquidity $(0.0005) For RMO retail orders that take against RPIs, otherwise regular take/route fees apply
11 Midpoint Passive Liquidity Order taking liquidity $0.0026 Liquidity tag returned in Tag 9426
12
Midpoint PassiveLiquidity Order providing liquidity
$(0.0015) Liquidity tag returned in Tag 9426
NA Agency transactions between floor brokers in the crowd or a broker cross  $(0.0006)  
NA Retail orders that provide liquidity $(0.0030) For retail providers that have provided attestation
Alpha Routing fee  $0.00300   
Sub Dollar Pricing on NYSE**
1 Taking liquidity 0.30%  
2 Providing No Charge  
2 Floor Providing  $(0.0004)  
3 Blended or Broker d-Quotes (except when providing)  $0.0005 or 0.30%  
4 Opening Prior Day GTC Orders 0.30%   
5 Opening Executions  0.30%  $15k Monthly Cap
6 Executions at the Close - Not MOC/LOC  No Charge   
7 Charge for market at-the-close and limit at-the-close orders 0.30%  
Alpha Routing fee 0.30% of Value  
       
 

*Members adding at least the greater of (i) Member’s January 2012 Adding ADV (“Baseline ADV”) plus 0.075% of Tape A ADV or (ii) Member’s Baseline ADV plus 20%.

**Rates in % are as a percent of trade value

   
       
ALPHA CODES NYSE FEE  
B Boston $0.0030  
C National $0.0030  
D NASD $0.0030  
I ISE $0.0030  
J Direct Edge A $0.0030   
K Driect Edge X  $0.0030   
M Chicago $0.0030   
P Arca $0.0030   
T Nasdaq $0.0030   
W CBOE $0.0030   
X Nasdaq PSX  $0.0030   
Y BATS II $0.0030   
Z BATS $0.0030