NYSE MKT Equities Trading Fees

NYSE Euronext is uniquely positioned to offer choice, flexibility, and very competitive transaction fees to NYSE MKT Equities customers that access liquidity on our markets.

Review the NYSE MKT - Equities Price List for additional information about Equity Transaction Fees and Credits, Equipment Fees, Network B Fees and Listing Fees.

Liquidity Indicator Description Tape B Tape C
Executions on NYSE MKT
1 Customer taking liquidity $0.00280 $0.0030
1 Floor Take $0.00280 $0.0030
1 SLP Take $0.00280 $0.0030
1 DMM Take $0.00160

$0.0030

2 Customer Provide $(0.0016) $(0.0025)
2 Floor Provide $(0.0016) $(0.0025)
2 SLP Provide $ (.0016/.0032) $(0.0030)
2 DMM Provide $ (.0042/.0045) $(0.0040)
2 4 Block Provide - 2000 Shares Displayed   $(0.0035)
3 Blended or Broker d-Quotes (except when providing) $0.00050 $0.0005
4 Prior Day GTC Orders No Charge N/A
5 Opening Executions $0.0010 N/A
6 Executions at the Close - Not MOC/LOC No Charge N/A
7 Charge for market at-the-close and limit at-the-close orders $0.00850 N/A
8 Retail Price Improvement Orders $0.0000/$0.0003  $0.0000/$0.0003
9 Retail Orders from RMOs taking liquidity $(0.0005) $(0.0005)
NA Agency transactions between floor brokers in the crowd or a broker cross No Charge N/A
NA Retail orders that provide liquidity $(0.0030) $(0.0030)
Alpha Routing fee (except floor brokers) $0.00300 $0.0030
Alpha Routing fee (floor brokers) $0.00290 $0.0030
       
Sub Dollar Pricing on NYSE MKT*
1 Taking liquidity No Charge No Charge
2 Providing No Charge No Charge
2 Floor Providing No Charge -0.10%
3 Blended or Broker d-Quotes (except when providing) $0.0005 or 0.25% 0.20%
4 Prior Day GTC Orders No Charge N/A
5 Opening Executions No Charge N/A
6 Executions at the Close - Not MOC/LOC No Charge N/A
7 Charge for market at-the-close and limit at-the-close orders $0.00085 or 0.25% N/A
Alpha Routing fee 0.30% of Value 0.30%
  *Rates in % are as a percent of trade value    
Alpha Codes NYSE Fee
B Boston $0.0030 $0.00290
C National $0.0030 $0.00290
D NASD $0.0030 $0.00290
I ISE $0.0030 $0.00290
J Direct Edge A $0.0030 $0.00290
K Driect Edge X $0.0030 $0.00290
M Chicago $0.0030 $0.00290
P Arca $0.0030 $0.00290
T Nasdaq $0.0030 $0.00290
W CBOE $0.0030 $0.00290
X Nasdaq PSX $0.0030 $0.00290
Y BATS II $0.0030 $0.00290
Z BATS $0.0030 $0.00290