NYSE and NYSE MKT Equities Membership




Name

Address

Phone/Fax

ABN AMRO Clearing Chicago LLC
www.abnamroclearing.com/en
175 West Jackson Blvd. 4th Floor
Chicago IL 60604
P: (312) 604-8000
Abel/Noser Corporation
www.abelnoser.com
One Battery Park Plaza 6th Floor
New York NY 10004
P: (646) 432-4000
F: (212) 363-7574
Advanced Equities Services Corp.
www.aei-advancedequities.com
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 785-3370
Albert Fried & Company LLC
www.albertfried.com
45 Broadway 24th Floor
New York NY 10006
P: (212) 542-8266
F: (212) 422-7293
Apex Clearing Corporation
www.apexclearing.com
1700 Pacific Avenue Suite 1400
Dallas TX 75201
P: (214) 765-1100
Archipelago Securities LLC
www.tradearca.com
100 South Wacker Drive Suite 1800
Chicago IL 60606
P: (312) 960-1696

 




Name

Address

Phone/Fax

BB&T Securities LLC
www.clearviewcs.com
800 Discovery Drive Suite 200
Richmond VA 23229
P: (804) 643-1811
BMO Capital Markets Corp.
www.bmocm.com
3 Times Square 27th Floor
New York NY 10036
P: (212) 702-1200
F: (212) 702-1204
BNP Paribas Prime Brokerage Inc.
www.primebroker.com
787 Seventh Avenue 8th Floor
New York NY 10019
P: (212) 471-6768
F: (212) 471-6411
BNP Paribas Securities Corp.
www.bnpparibas-us-info.com
787 Seventh Avenue
New York NY 10019
+1.212.841.3000
F: (212) 841-2146
Baker & Co. Incorporated
www.bakerinvestments.net
19111 Detroit Road Suite 100
Rocky River OH 44116
P: (216) 696-0167
F: (440) 333-6800
Banca IMI Securities Corp.
www.bancaimi.it
One William Street
New York NY 10004
P: (212) 326-1100
F: (212) 326-1175
Barclays Capital Inc.
www.barcap.com
745 Seventh Avenue
New York NY 10019
P: (212) 526-7000
Bay Crest Partners LLC
www.baycrestpartners.com
40 Wall Street 45th Floor
New York NY 10005
P: (212) 480-1400
F: (212) 248-3815
Benjamin & Jerold Brokerage Inc.
www.benjaminjerold.com
55 Broad Street 28th Floor
New York NY 10004
P: (312) 341-0816
Bernard Herold & Co. Inc.
www.heroldinc.com
555 Madison Avenue 17th Floor
New York NY 10022
P: (212) 371-3950
Blue Point Securities Inc.
 
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 668-8700
F: (212) 668-8428
Bowers Securities Inc.
 
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 656-5000
Brendan E. Cryan and Company LLC
www.bcryanco.com
2 Rector Street
New York NY 10006
P: (212) 285-1191
F: (212) 285-1192
Brittingham Inc.
 
5809 Kennett Pike
Wilmington DE 19807
P: (302) 656-8173
Brown Brothers Harriman & Co.
www.bbh.com
140 Broadway
New York NY 10005
P: (212) 483-1818
Brownstone Investment Group, LLC
www.brownstone.com
505 Fifth Avenue, 10th Floor
New York, NY 10017
P: (212) 905-0525

 




Name

Address

Phone/Fax

C & CO/PrinceRidge Group LLC
www.princeridge.com
623 Fifth Avenue 19th Floor
New York NY 10022
P: (646) 792-5600
F: (646) 792-5610
CIBC World Markets Corp.
www.cibcwm.com
425 Lexington Avenue
New York NY 10017
P: (212) 856-4000
CLSA Americas LLC
 
1301 Avenue of the Americas 15th Floor
New York NY 10019
P: (212) 549-8900
Capital Institutional Services Inc.
www.capis.com
1601 Elm St. Suite 3900
Dallas TX 75201
P: (214) 720-0055
F: (214) 871-2982
Citadel Securities LLC
www.citadelgroup.com/securities/about-securities.php
131 South Dearborn Street 32nd Floor
Chicago, IL 60603
P: (312) 395-3116
Citicorp Securities Services Inc.
 
388 Greenwich Street
New York NY 10013
P: (212) 723-7600
Citigroup Global Markets Inc.
www.citigroup.com
388 Greenwich Street
New York NY 10013-2396
P: (212) 816-6000
ConvergEx Execution Solutions LLC
www.bnyconvergex.com
1633 Broadway 48th Floor
New York NY 10019
P: (212) 468-7500
F: (212) 468-7505
Cowen Capital LLC
www.cowen.com
599 Lexington Avenue
New York NY 10022
P: (646) 562-1000
F: (212) 845-7999
Cowen and Company LLC
www.cowen.com
599 Lexington Ave. 20th Floor
New York NY 10020
P: (646) 562-1000
Credit Agricole Securities (USA) Inc.
www.calyonsecdocs.com
1301 Avenue of the Americas 15th Floor
New York NY 10019
P: (212) 408-5700
Credit Suisse Securities (USA) LLC
www.credit-suisse.com
11 Madison Avenue
New York NY 10010-3629
P: (212) 325-2000
F: (212) 325-6665
Cuttone & Co. Inc.
www.cuttone.com
111 Broadway 10th Floor
New York NY 10006
P: (646) 943-5400

 




Name

Address

Phone/Fax

DAG Securities Inc.
www.dagllc.com
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 668-8700
F: (212) 668-8428
DART Executions LLC
www.dartexecutions.com
350 N. Orleans Street Suite 2N
Chicago IL 60654
P: (312) 244-5900
DE Route
www.directedge.com
545 Washington Blvd.
Jersey City NJ 07310
P: (201) 942-8228
F: (201) 604-7004
DME Securities LLC
www.dmesecurities.com
c/o Buttonwood Business Solutions
30 Broad Street Suite 1441
New York NY 10005
P: (212) 344-5040
F: (212) 742-1696
DRW Securities LLC
www.drwholdings.com/
540 West Madison Street Suite 2500
Chicago IL 60606
P: (312) 542-1114
Daiwa Capital Markets America Inc.
www.daiwacm.com
32 Old Slip Financial Square
New York NY 10005
P: (212) 612-7000
Davenport & Company
www.davenportllc.com
901 East Cary Street Suite 1100.
Richmond VA 23219
P: (804) 780-2000
F: (804) 780-2008
David A. Noyes & Co.
www.danoyes.com
209 South LaSalle Street 12th Floor
Chicago IL 60604
P: (312) 782-0400
F: (312) 782-4147
Dermott W. Clancy Corp.
wwwdwclancycorp.com
40 Wall Street 38th Floor
New York NY 10005
P: (212) 747-1744
F: (212) 747-1763
Deutsche Bank Securities Inc.
www.db.com
60 Wall Street
New York NY 10005
P: (212) 250-2500
Direct Access Partners LLC
www.dapartners.com
14 Wall Street 18th Floor
New York NY 10005
P: (212) 850-8896
F: (212) 346-0636
Doft & Co. Inc 55 East 59th Street Suite 12A
New York NY 10022
P: (212) 421-5550
F: (212) 755-8550
Doyle Inc.
www.johnjdoyle.com
℅ MAC Consulting Group Inc.
2 Rector Street - Suite 2101
New York NY 10006
P: (212) 267-6011
F: (212) 267-1085
Dru Stock Inc
www.drustock.com
5 Arthurs Court
Newtown CT 06470
P: (212) 344-3116
F: (203) 270-0479



Name

Address

Phone/Fax

E&J Securities Corp.
 
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 668-8700
F: (212) 668-8428
E*TRADE Clearing LLC
www.etrade.com
Harborside Financial Center 34 Exchange Place
Jersey City NJ 07311
P: (212) 826-8730
F: (212) 826-3544
Edward D. Jones & Co.
www.edwardjones.com
12555 Manchester Road
St. Louis MO 63131
P: (314) 515-4900
Electronic Brokerage Systems LLC
 
141 West Jackson Blvd. Suite 3510
Chicago IL 60604
P: (312) 663-3655
F: (312) 663-3669
Electronic Transaction Clearing Inc.
www.etc-clearing.com
600 South Figueroa Street Suite 1450
Los Angeles CA 90017
P: (213) 402-1563
Empire Executions Inc.
 
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 668-8700
F: (212) 668-8428

 




Name

Address

Phone/Fax

FBN Securities Inc.
www.fbnsecurities.com
14 Wall Street 30th Floor
New York NY 10005
P: (212) 571-2722
F: (212) 571-2727
Farina & Associates Inc.
www.farinaandassociates.com
20 Broad Street 7th Floor
New York NY 10005
P: (212) 668-8700
F: (212) 480-3786
Ferretti Group Inc.
 
40 Wall Street 34th Floor
New York NY 10005
P: (212) 509-1982
F: (212) 509-1968
Fidelity Brokerage Services LLC
www.fidelity.com
155 Seaport Boulevard
Boston MA 02210
P: (617) 563-7000
F: (617) 476-9619
First Clearing LLC
www.firstclearing.com
901 East Byrd Street 12th Floor Mail Code WS2491
Richmond VA 23219
P: (804) 965-2200
First Manhattan Co.
www.firstmanhattan.com
437 Madison Avenue 30th Floor
New York NY 10022
P: (212) 756-3300
F: (212) 223-4175
Folger Nolan Fleming Douglas Inc.
www.fnfd.com
725 15th Street N.W. 3rd Floor
Washington DC 20005
P: (202) 783-5252
Fred Alger & Company Inc.
www.alger.com
360 Park Avenue South
New York NY 10010
P: (800) 223-3810

 




Name

Address

Phone/Fax

G&L Partners Inc.
www.gandlpartners.com
10 Liberty Street Suite 21F
New York NY 10005
P: (212) 217-0074
Gilder Gagnon Howe & Co. LLC
www.gghc.com
1775 Broadway
New York NY 10019
P: (212) 765-2500
F: (212) 582-1196
Global Direct Equities LLC
www.globaldirectequities.com
71 Broadway 10th Floor
New York NY 10006
P: (212) 785-1941
F: (212) 785-1201
Goldman Sachs Execution & Clearing LP
www.gs.com
30 Hudson Street
Jersey City NJ 07302
P: (212) 433-2266
F: (212) 433-7489
Goldman Sachs & Company
www.gs.com
200 West Street
New York NY 10282-2198
P: (212) 902-1000
F: (212) 902-3000
Gordon Haskett & Co.
 
71 Arch Street 2nd Floor
Greenwich CT 06830
P: (203) 862-5100
Gordon Haskett Capital Corporation
www.indataweb.com
441 Lexington Avenue
New York NY 10017
P: (212) 883-0600
Greywolf Execution Partners Inc.
www.greywolfep.com
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 809-0579
Guzman & Company
www.guzman.com
101 Aragon Avenue
Coral Gables FL 33134
P: (305) 374-3600
F: (305) 374-0731

 




Name

Address

Phone/Fax

HRT Financial LLC
www.hudson-trading.com
32 Old Slip 30th Floor
New York NY 10005
P: (212) 293-1444
F: (212) 293-1939
HSBC Securities (USA) Inc.
www.hsbcnet.com
452 Fifth Avenue
New York NY 10018
P: (212) 525-5000
F: (908) 203-4211
Hamershlag Sulzberger Borg Capital Markets Inc.
 
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 668-8700
F: (212) 668-8428
Hapoalim Securities USA Inc.
www.investec.com
One Battery Park Plaza 2nd Floor
New York NY 10004
P: (212) 898-6200
F: (212) 898-6255
Hazlett Burt & Watson Inc.
www.hazlettburt.com
1300 Chapline Street
Wheeling WV 26003
P: (304) 233-3312
F: (304) 233-3870

 




Name

Address

Phone/Fax

ICAP Corporates LLC
www.icap.com
Harborside Financial Center 1100 Plaza Five 12th Floor
Jersey City NJ 07311
P: (212) 341-9944
F: (212) 341-9750
IEX Services LLC
www.iextrading.com
7 World Trade Center 30th Floor
New York NY 10007
P: (646) 568-2320
ING Financial Markets LLC
www.ing.com
1325  Avenue of the Americas
New York NY 10019
P: (646) 424-6000
ITG Inc.
www.itg.com
One Liberty Plaza 165 Broadway
New York NY 10006
P: (212) 588-4000
F: (212) 444-6353
Illustro Trading LLC
 
c/o MAC Consulting Group Inc. 2 Rector Street - Suite 2101
New York NY 10006
P: (212) 267-6011
F: (212) 267-1085
Industrial and Commercial Bank of China
Financial Services LLC
www.icbc.com
1633 Broadway 28th Floor
New York NY 10019
P: (212) 993-7375
F: (212) 993-7349
Ingalls & Snyder LLC
www.ingalls.net
61 Broadway 31st Floor
New York NY 10006
P: (212) 269-7800
F: (212) 269-7813
Instinet LLC
www.instinet.com
Three Times Square
New York NY 10036
P: (212) 310-9500
Interactive Brokers LLC
www.interactivebrokers.com
One Pickwick Plaza 1st Floor
Greenwich CT 06830
P: (203) 618-5700
F: (203) 618-5770
Invemed Associates LLC
 
375 Park Avenue Suite 2205
New York NY 10152
P: (212) 421-2500
F: (212) 421-2523

 




Name

Address

Phone/Fax

J. Streicher & Co. L.L.C.
www.jstreicher.com
60 Broad Street 38th Floor
New York NY 10004
P: (212) 425-2320
F: (212) 248-9061
J.J.B. Hilliard W.L. Lyons LLC
www.hilliard.com
500 West Jefferson Street 7th Floor
Louisville KY 40202
P: (502) 588-8400
J.P. Morgan Clearing Corp.
www.globalclearing.com
One Metrotech Center North
Brooklyn NY 11201
P: (347) 643-1000
J.P. Morgan Securities LLC
www.jpmorgan.com
383 Madison Avenue
New York NY 10179
P: (212) 272-2000
F: (212) 272-4785
JNK Securities Corp.
www.jnksecurities.com
489 Fifth Avenue 25th Floor
New York NY 10017
P: (212) 885-6300
F: (212) 885-6301
James E. Coffey Securities Inc.
 
c/o Buttonwood 30 Broad St 14th floor
New York NY 10005
P: (212) 656-5000
Jane Street Capital, LLC
www.janestreet.com
One New York Plaza
New York, NY 10004
P: (212) 651-6070
Janney Montgomery Scott LLC
www.jmsonline.com
1717 Arch Street
Philadelphia PA 19103
P: (215) 665-6000
Jefferies Execution Services Inc.
www.jefco.com
520 Madison Avenue
New York NY 10022
P: (212) 284-2300
Johnston Lemon & Co. Incorporated
www.johnstonlemon.com
1101 Vermont Avenue N.W. 8th Floor
Washington DC 20005-3521
P: (202) 842-5261
F: (202) 842-7184
Jump Trading LLC
www.jumptrading.com
600 West
Chicago Avenue Suite 825
Chicago IL 60654
P: (312) 205-8900
F: (312) 205-8999

 




Name

Address

Phone/Fax

KFM Securities Inc.
 
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 656-5000
Kahn Brothers LLC
www.kahnbrothers.com
555 Madison Avenue 22nd Floor
New York NY 10022
P: (212) 980-5050
Keefe Bruyette & Woods Inc.
www.kbw.com
787 Seventh Avenue 4th Floor
New York NY 10019
P: (212) 887-7777
F: (212) 397-9095
KeyBanc Capital Markets Inc.
www.key.com
800 Superior Avenue
Cleveland OH 44114-2603
P: (216) 443-2300
Knight Capital Americas LLC
www.knight.com
545
Washington Blvd.
Jersey City NJ 07310
P: (201) 222-9400
F: (201) 557-6853

 




Name

Address

Phone/Fax

Ladenburg Thalmann & Co. Inc.
www.ladenburg.com
520 Madison Avenue 9th Floor
New York NY 10022
P: (212) 409-2000
F: (212) 409-2515
Latour Trading LLC
 
377 Broadway 10th Floor
New York NY 10013
P: (212) 219-6000
LavaFlow Inc.
www.lavatrading.com
388
Greenwich Street 29th Floor
New York NY 10014
P: (212) 519-8965
Lazard Capital Markets LLC
www.lazardcap.com
30 Rockefeller Plaza
New York NY 10020
P: (212) 632-6000
Lek Securities Corporation
www.leksecurities.com
1 Liberty Plaza 165 Broadway
New York NY 10006
P: (212) 509-2300
F: (212) 509-3540
Lightspeed Trading LLC
www.lightspeed.com
148 Madison Avenue 9th Floor
New York NY 10016
P: (646) 393-4800
F: (646) 393-4844
Lime Brokerage LLC
www.limebrokerage.com
625 Broadway 12th Floor
New York NY 10012
P: (212) 824-5000
F: (212) 219-6091
Livermore Trading Group Inc.
www.ltgtrade.com
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 747-9450
F: (212) 668-8428

 




Name

Address

Phone/Fax

MF Global Inc.
www.mfglobal.com
440 South LaSalle Street 20th Floor
Chicago IL 60605
P: (312) 663-7500
F: (312) 663-7524
Mark J. Muller Equities Inc.
 
18 Cayuga Road
Scarsdale NY 10583
P: (212) 480-3417
McCauley Securities Ltd.
 
80 Broad Street 27th Floor
New York NY 10004
P: (212) 363-1050
Meridian Equity Partners Inc.
www.meptraders.com
5 Hanover Square 21st Floor
New York NY 10004
P: (212) 742-8472
F: (212) 742-8535
Merrill Lynch Professional Clearing Corp.
 
222 Broadway 6th Floor
New York NY 10038
P: (212) 670-2000
Merrill Lynch Pierce Fenner & Smith Inc.
www.ml.com
1 Bryant Park
New York NY 10036
P: (212) 449-1000
F: (212) 449-7461
Mesirow Financial Inc.
www.mesirowfinancial.com
353 N. Clark Street
Chicago IL 60654
P: (312) 595-6000
Miller Tabak & Co. LLC
www.millertabak.com
331 Madison Avenue
New York NY 10017
P: (212) 370-0040
Mogavero Lee & Co. Inc.
www.mogaverolee.com
20 Broad Street 14th Floor
New York NY 10005
P: (212) 943-0235
F: (212) 943-0381
Montecito Advisors Inc.
www.montadv.com
2015 State Street Suite B
Santa Barbara CA 93105
P: (805) 682-1484
F: (805) 682-1389
Moors & Cabot Inc.
www.moorscabot.com
111 Devonshire Street
Boston MA 02109
P: (617) 426-0500
F: (617) 426-6848
Morgan Keegan & Company Inc.
www.morgankeegan.com
50 North Front Street Morgan Keegan Tower
Memphis TN 38103
P: (901) 524-4100
F: (901) 579-3508
Morgan Stanley & Co. LLC
www.ms.com
1585 Broadway 4th Floor
New York NY 10036
P: (212) 761-4000
F: (212) 762-4857
Morgan Stanley Smith Barney LLC
www.morganstanleysmithbarney.com
2000 Westchester Avenue
Purchase NY 10577
P: (914) 225-5510
F: (914) 225-6770
Muriel Siebert & Co. Inc.
www.siebertnet.com
885 Third Avenue Suite 1720
New York NY 10022
P: (212) 644-2400
Murphy & Durieu
www.murphy.com
120 Broadway 17th Floor
New York NY 10271
P: (212) 618-0900

 




Name

Address

Phone/Fax

Nasdaq Execution Services LLC
www.nasdaqtrader.com
One Liberty Plaza 165 Broadway
New York NY 10006
P: (212) 401-8982
National Financial Services LLC
www.nationalfinancial.com
200 Seaport Boulevard
Boston MA 02110
P: (800) 800-6890
F: (212) 945-1254
NativeOne Institutional Trading LLC
www.nativeonefinancial.com
30 Broad Street 20th Floor
New York NY 10004
P: (212) 742-8111
Natixis Securities Americas LLC
www.blr.natixis.com
1251 Avenue of the Americas
New York NY 10020
P: (212) 698-3000
Newedge USA LLC
www.newedgegroup.com
630 Fifth Avenue Suite 500
New York NY 10111
P: (646) 557-9000
Nomura Securities International Inc.
www.nomura.com
2 World Financial Center Building B 18th Floor
New York NY 10281-1198
P: (212) 667-9000
F: (212) 667-1058

 




Name

Address

Phone/Fax

O'Neil Securities Incorporated
www.oneilsecurities.com
12655 Beatrice Street Suite 2B
Los Angeles CA 90066
P: (310) 448-6800
OBD Securities LLC
 
150 N. Michigan Avenue Suite 3700
Chicago IL 60601
P: (312) 768-1600
F: (312) 768-1699
OTA LLC
www.otallc.com
One Manhattanville Road Suite 460
Purchase NY 10577
P: (914) 694-5800
Oppenheimer & Co. Inc.
www.opco.com
125 Broad Street 15th Floor
New York NY 10004
P: (212) 668-8000
F: (212) 480-3494
Oscar Gruss & Son Incorporated
www.oscargruss.com
292 Madison Avenue 14th Floor
New York NY 10017
P: (212) 514-2400

 




Name

Address

Phone/Fax

Pershing LLC
www.pershing.com
One Pershing Plaza
Jersey City NJ 07399
P: (201) 413-2301
F: (201) 369-0984
Peter Mancuso & Co. LP
 
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 267-6011
Piper Jaffray & Co.
www.pjc.com
800 Nicollet Mall Suite 800
Minneapolis MN 55402-3804
P: (612) 303-6000
Prime Dealer Services Corp.
 
1221 Avenue of the Americas
New York NY 10020
P: (212) 762-4000
Prime Executions Inc.
www.primexe.com
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 785-0200
F: (646) 390-3100
Princeton Securities Group LLC
www.princetonsecurities.com
65 Broadway Suite 1001
New York NY 10006
P: (212) 825-9163

 




Name

Address

Phone/Fax

Quantlab Securities LP
www.quantlab.com
4200 Montrose Blvd. Suite 200
Houston TX 77006
P: (713) 333-3700
Quattro M. Securities Inc.
www.quattromsecurities.com
2 White Birch Road
Pound Ridge NY 10576
P: (212) 344-5661

 




Name

Address

Phone/Fax

R. F. Lafferty & Co. Inc.
www.rflafferty.com
80 Broad Street 26th Floor
New York NY 10004
P: (212) 293-9090
RBC Capital Markets LLC
www.rbccm.com
One Liberty Plaza 165 Broadway
New York NY 10006
P: (212) 858-7000
RGM Securities LLC
 
221 West 6th Street Suite 2030
Austin TX 78701
P: (512) 807-5300
F: (512) 807-5301
Radnor Research & Trading Company LLC
www.rrtco.com
290 King of Prussia Road Radnor Station 2 Suite 120
Radnor PA 19087
P: (610) 293-2000
F: (610) 293-2001
Raven Securities Corp.
www.ravensecurities.com
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 267-6011
Raymond C. Forbes & Co. Inc.
www.rcfco.com
30 Broad Street 20th Floor
New York NY 10004
P: (212) 425-7317
Raymond James & Associates Inc.
www.rjf.com
880 Carillon Parkway P.O. Box 12749
Saint Petersburg FL 33716
P: (727) 573-3800
Remington Group LLC
 
71 Broadway Suite 12D
New York NY 10006
P: (212) 968-7770
Robert W. Baird & Co. Incorporated
www.rwbaird.com
777 East Wisconsin Avenue
Milwaukee WI 53202
P: (414) 765-3500
Rosenblatt Securities Inc.
www.rblt.com
20 Broad Street 26th Floor
New York NY 10005
P: (212) 943-5225
F: (212) 344-1494
Ruane Cunniff & Goldfarb LLC
 
767 Fifth Avenue Suite 4701
New York NY 10153
P: (212) 832-5280

 




Name

Address

Phone/Fax

SG Americas Securities LLC
www.sgcib.com
1221 Avenue of the Americas
New York NY 10020
P: (212) 278-6000
F: (212) 278-7068
SIG Brokerage L.P.
www.sig.com
410 City Line Avenue
Bala Cynwyd PA 19004-1188
P: (610) 617-2600
SMF Trading Inc.
 
125 Maiden Lane 3rd Floor
New York NY 10038
P: (212) 509-1985
F: (212) 509-1968
Sanford C. Bernstein & Co. LLC
www.bernstein.com
1345 Avenue of the Americas 15th Floor
New York NY 10105
P: (212) 486-5800
Santander Investment Securities Inc.
www.gruposantander.com
45 East 53rd Street
New York NY 10022
P: (212) 756-9165
F: (212) 350-3910
Scotia Capital (USA) Inc.
www.scotia-capital.com
One Liberty Plaza 165 Broadway 25th Floor
New York NY 10006
P: (212) 225-6500
Seaport Securities Corporation
www.seaportsecurities.com
60 Broad Street 31st Floor
New York NY 10006
P: (212) 482-8689
F: (212) 809-1107
Shufro Rose & Co. LLC
www.shufrorose.com
745 Fifth Avenue 26th Floor
New York NY 10151
P: (212) 754-5100
Southwest Securities Inc.
www.swst.com
1201 Elm Street Suite 3500
Dallas TX 75270
P: (214) 859-9164
State Street Global Markets LLC
www.statestreet.com
One Lincoln Street
Boston MA 02111
P: (617) 664-4000
Stephens Inc.
www.stephens.com
111 Center Street
Little Rock AR 72201
P: (501) 377-2000
F: (501) 377-2470
Sterne Agee & Leach Inc.
www.sterne-agee.com
800 Shades Creek Parkway Suite 700
Homewood AL 35209
P: (205) 949-3500
F: (205) 949-3607
Stifel Nicolaus & Company Incorporated
www.stifel.com
501 North Broadway
St. Louis MO 63102
P: (314) 342-2000
Stuart Frankel & Co. Incorporated
www.stuartfrankel.com
60 Cutter Mill Road Suite 406
Great Neck NY 11021
P: (212) 943-8787
F: (212) 514-6888
Sun Trading LLC
www.suntradingllc.com
100 South Wacker Drive Suite 300
Chicago IL 60606
P: (312) 924-4700
SunGard Brokerage & Securities Services LLC
www.sungard.com/foxriver
2100 Enterprise Avenue
Geneva, IL 60134
P: (630) 482-7100
F: (630)-232-6074
Surkis Incorporated
 
c/o Gettenberg Consulting 40 Wall Street - 34th Floor
New York NY 10005
P: (212) 656-5000

 




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Address

Phone/Fax

TJM Investments LLC
www.tjmbrokerage.com
318 W. Adams Street 9th Floor
Chicago IL 60606
P: (312) 432-5100
F: (312) 432-4499
TradeStation Securities Inc.
www.tradestation.com
8050 Southwest 10th Street Suite 2000
Plantation FL 33324
P: (954) 652-7900
Tradebot Systems Inc.
www.tradebotsystems.com
1251 NW Briarcliff Parkway Suite 700
Kansas City MO 64116
P: (816) 285-6400
F: (816) 285-3300
Tradition Asiel Securities Inc.
www.tradition-asiel.com
75 Park Place 4th Floor
New York NY 10007
P: (212) 791-4500
Two Sigma Securities LLC
www.twosigma.com
379 West Broadway Suite 304
New York NY 10012
P: (212) 625-5700
F: (917) 237-4135

 




Name

Address

Phone/Fax

UBS Financial Services Inc.
www.ubs.com/financialservicesinc
1000 Harbor Boulevard
Weehawken NJ 07086
P: (201) 352-3000
UBS Securities LLC
www.ubs.com
1285 Ave of the Americas
New York NY 10019
P: (203) 719-3000
F: (203) 719-1188
Union Gaming Advisors, LLC
www.uniongamingadvisors.com
3930 Howard Hughes Parkway
Suite 230
Las Vegas NV 89169
P: (702) 866-0743
F: (702) 699-9198

 




Name

Address

Phone/Fax

Veritas Securities Corp.
www.veritassecurities.com
40 Wall Street #2819
New York NY 10005
P: (212) 668-8700
F: (212) 668-8428
Virtu Financial BD LLC
www.vfinllc.com
645 Madison Avenue 16th Floor
New York NY 10022
P: (212) 418-0116
F: (212) 418-0123
Virtu Financial Capital Markets LLC
www.virtu.com
1540 Second Street 3rd Floor
Santa Monica CA 90401
P: (310) 595-0126
F: (310) 651-9759

 




Name

Address

Phone/Fax

W.H. Reaves & Co. Inc.
www.whreaves.com
10 Exchange Place 18th Floor
Jersey City NJ 07302
P: (201) 332-4596
F: (201) 369-1749
W.J. Blum & Sons LLC
 
81 Brompton Road
Garden City NY 11530
P: (212) 363-6973
F: (212) 267-1085
Wall Street Access
www.wsaccess.com
17 Battery Place
New York NY 10004
P: (800) 774-0163
F: (212) 709-9522
Wedbush Securities Inc.
www.wedbush.com
1000 Wilshire Blvd. P.O. Box 30014
Los Angeles CA 90030
P: (213) 688-8000
F: (213) 688-6655
Wellington Shields & Co. LLC
www.wellingtonshields.com
140 Broadway Suite 4400
New York NY 10005
P: (212) 320-3000
F: (212) 320-3040
Wells Fargo Advisors LLC
www.wellsfargo.com
One North Jefferson Avenue
Saint Louis MO 63103
P: (314) 955-3000
Wells Fargo Securities LLC
www.wellsfargo.com
301 South College Street One Wachovia Center 8th Floor
Charlotte NC 28288
P: (704) 374-3369
White Bay PT, LLC 140 Broadway 38th Floor
New York NY 10005
P: (646) 651-4380
F: (718) 732-2033
William Blair & Company LLC
www.williamblair.com
222 West Adams Street
Chicago IL 60606
P: (312) 236-1600
Wolverine Capital Markets LLC
www.wolve.com
175 West Jackson Blvd. Suite 200
Chicago IL 60604
P: (312) 884-3879

 




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