NYSE and NYSE MKT Membership Forms

FINRA Member Firms

Firms that are FINRA members may apply for NYSE and NYSE MKT Equity Membership by completing the Membership Application, AP Form and purchasing a Trading License.

Non-FINRA Firms

Proprietary trading firms that are not existing FINRA Members, and are interested in becoming an NYSE and NYSE MKT Equity Member Organization, should complete the Membership Application, AP Form and purchase a Trading License. Additionally, firms that are not FINRA members must obtain membership with another Self Regulatory Organization (SRO). Please note that only proprietary trading firms can apply for NYSE and NYSE MKT Equity Membership under this application. Firms conducting a floor business and/or a public-dealing customer business are NOT eligible for this type of Membership, and must be members of FINRA.

Other Required Forms

Additional Information