NYSE MKT Noncompliant Issuers

NYSE Regulation publishes a list of issuers that are noncompliant with NYSE MKT quantitative/qualitative continued listing standards (collectively “.BC”) or that are delayed in filing an annual or interim report required pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (a late filer or “.LF”).  An issuer/issue is added to the list five business days after NYSE Regulation notifies the issuer of the deficiency/delinquency and is removed from the list one business day after the issue is resolved or the issuer is determined to be in compliance with continued listing standards.

Two indicators are disseminated to identify an issuer's noncompliance with the continued listing standards.  A .BC indicator is used for an issuer that is below compliance with the continued listing standards and a .LF indicator is used for an issuer that has failed to make a timely filing with the Securities and Exchange Commission. 

The continued listing standards are set forth in the NYSE MKT Company Guide.

Issuer Name/SymbolIndicatorDeficiencyNotification Date
American Spectrum Realty Inc.
.LFFailure to timely file 10-K for year ending December 31, 201304/15/2014
Aoxing Pharmaceutical Company, Inc.
.BC1003(a)(iv) – Financial impairment 10/25/2013
.BC1003(a)(iii) – Equity below $6 million and years of losses 10/25/2013
.BC1003(a)(ii) – Equity below $4 million and years of losses 11/25/2013
.BC1003(a)(i) – Equity below $2 million and years of losses 02/28/2014
Bacterin International Holdings, Inc.
.BC1003(a)(ii) – Equity below $4 million and years of losses 05/13/2013
.BC1003(a)(iii) – Equity below $6 million and years of losses 05/13/2013
.BC1003(a)(i) – Equity below $2 million and years of losses 11/19/2013
Dejour Energy Inc.
.BC1003(a)(iv) – Financial impairment 11/21/2013
.BC1003(a)(iii) – Equity below $6 million and years of losses 11/21/2013
.BC1003(a)(ii) – Equity below $4 million and years of losses 11/21/2013
Elephant Talk Communications Corp.
.BC1003(a)(iv) – Financial impairment 05/17/2013
FAB Universal Corp.
.LFFailure to timely file 10-K for year ending December 31, 201304/03/2014
General Employment Enterprises, Inc.
.BC1003(a)(ii) – Equity below $4 million and years of losses 06/06/2013
.BC1003(a)(iv) – Financial impairment 06/06/2013
InnSuites Hospitality Trust
.BC1003(a)(ii) – Equity below $4 million and years of losses 01/08/2013
.BC1003(a)(iii) – Equity below $6 million and years of losses 05/02/2013
Inuvo, Inc.
.BC1003(a)(iii) – Equity below $6 million and years of losses 11/30/2012
Loncor Resources Inc.
.BC1003(c)(i) – Sold or otherwise disposed of principal operating assets or ceased to be an operating company 03/04/2014
.BC1002(c) – Sold or otherwise disposed of principal operating assets or ceased to be an operating company 03/04/2014
Lucas Energy, Inc.
.BC1003(a)(iv) – Financial impairment 02/28/2014
Tel-Instrument Electronics Corp
.BC1003(a)(iv) – Financial impairment 05/07/2013
.BC1003(a)(ii) – Equity below $4 million and years of losses 07/19/2013
Timberline Resources Corporation
.BC1003(a)(iv) – Financial impairment 02/06/2014
ZBB Energy Corporation
.BC1003(a)(iv) – Financial impairment 10/14/2013
.BC1003(a)(iii) – Equity below $6 million and years of losses 10/14/2013
.BC1003(a)(ii) – Equity below $4 million and years of losses 10/14/2013