NYSE Issuer Oversight

Financial Compliance

Financial Compliance reviews a company’s reported financial results to ensure that it meets original-listing and continued-listing requirements.

Corporate Governance

This section includes equity compensation plan and corporate governance listing standards, forms, FAQs, corporate governance resources for non-US companies, and other historical reference materials.

Listed Company Manual

Access a comprehensive rulebook that documents NYSE rules and policies on original and continued listing requirements, including corporate governance standards. The online version is searchable and updated on a real-time basis.

Listing Standards

View the original and continued listing standards companies must meet to list on the Exchange. Listing requirements include financial and corporate governance criteria.