NYSE Equities Regulation

Issuer Oversight

Learn how NYSE Regulation monitors companies listed on the NYSE.

Noncompliant Issuers

The New York Stock Exchange publishes a list of issuers that are noncompliant with its quantitative/qualitative and corporate governance listing standards (collectively, "BC") and disseminates a BC indicator over the consolidated tape for such issuers.

Removals From Listings

Each trading day, the NYSE publishes two lists of issues pending delisting from the Exchange.

Public Information

NYSE Regulation publishes a variety of information of interest to securities industry professionals and the investing public.

Rules and Interpretations

The NYSE maintains a body of rules to regulate its members and member organizations and their associated persons.

Disciplinary Action

Information on the investigation and prosecution of violations of NYSE Rules and applicable federal laws or regulations.